DGAP-PVR: OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Released : 08/05/2019 15:21

DGAP Voting Rights Announcement: OSRAM Licht AG
OSRAM Licht AG : Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe -wide distribution

05.08.2019 / 15:21
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name : OSRAM Licht AG
Street: Marcel-Breuer-Straße 6
Postal code: 80807
City: München
Germany
Legal Entity Identifier (LEI): 549300SXOGQHLID37W55

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Barclays Plc
City of registered office, country: London, United Kingdom

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
29 Jul 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.62 % 4.85 % 5.46 % 96848074
Previous notification NA % NA % NA % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000LED4000 0 596934 0 % 0.62 %
Total 596934 0.62 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall (Loan) NA NA 435800 0.450 %
Right to recall (Collateral) NA NA 2739832 2.83 %
    Total 3175632 3.28 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
CFD NA NA Cash 92651 0.10 %
Equity Swap 25/03/2020 NA Cash 1400000 1.45 %
Portfolio Swap 28/09/2020 NA Cash 17142 0.02 %
Portfolio Swap 23/12/2019 NA Cash 330 0.00 %
Portfolio Swap 28/04/2020 NA Cash 113 0.00 %
Portfolio Swap 07/07/2020 NA Cash 646 0.00 %
Portfolio Swap 01/05/2020 NA Cash 7376 0.01 %
      Total 1518258 1.57 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Barclays Plc % % %
Barclays Bank Plc % % %
Barclays Capital Securities Ltd % % 5.37 %
Palomino Ltd % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
02 Aug 2019



05.08.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: OSRAM Licht AG
Marcel-Breuer-Straße 6
80807 München
Germany
Internet: www.osram-group.com

 
End of News DGAP News Service

851693  05.08.2019 

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