Released : 08/05/2019 15:21
DGAP Voting Rights Announcement:
OSRAM Licht AG
OSRAM Licht AG
: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of
Europe
-wide distribution
05.08.2019
/ 15:21 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name
: |
OSRAM Licht AG
|
Street: |
Marcel-Breuer-Straße 6 |
Postal code: |
80807 |
City: |
München
Germany
|
Legal Entity Identifier (LEI): |
549300SXOGQHLID37W55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: Barclays Plc City of registered office, country:
London, United Kingdom
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.62 % |
4.85 % |
5.46 % |
96848074 |
Previous notification |
NA % |
NA % |
NA % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000LED4000 |
0 |
596934 |
0 % |
0.62 % |
Total |
596934 |
0.62 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall (Loan) |
NA |
NA |
435800 |
0.450 % |
Right to recall (Collateral) |
NA |
NA |
2739832 |
2.83 % |
|
|
Total |
3175632 |
3.28 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
CFD |
NA |
NA |
Cash |
92651 |
0.10 % |
Equity Swap |
25/03/2020
|
NA |
Cash |
1400000 |
1.45 % |
Portfolio Swap |
28/09/2020
|
NA |
Cash |
17142 |
0.02 % |
Portfolio Swap |
23/12/2019
|
NA |
Cash |
330 |
0.00 % |
Portfolio Swap |
28/04/2020
|
NA |
Cash |
113 |
0.00 % |
Portfolio Swap |
07/07/2020
|
NA |
Cash |
646 |
0.00 % |
Portfolio Swap |
01/05/2020
|
NA |
Cash |
7376 |
0.01 % |
|
|
|
Total |
1518258 |
1.57 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name
|
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Barclays Plc |
% |
% |
% |
Barclays Bank Plc |
% |
% |
% |
Barclays Capital Securities Ltd
|
% |
% |
5.37 % |
Palomino Ltd
|
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
05.08.2019
The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News
and Press Releases. Archive at www.dgap.de
|
Language: |
English |
Company: |
OSRAM Licht AG
|
|
Marcel-Breuer-Straße 6 |
|
80807 München |
|
Germany
|
Internet: |
www.osram-group.com |
|
End of News |
DGAP News Service
|
851693 05.08.2019